Regulatory Compliance Manager (Wealth & Trading)

About Revolut

People deserve more from their money. More visibility, more control, and more freedom. Since 2015, Revolut has been on a mission to deliver just that. Our powerhouse of products — including spending, saving, investing, exchanging, travelling, and more — help our 65+ million customers get more from their money every day.

As we continue our lightning-fast growth,‌ 2 things are essential to our success: our people and our culture. In recognition of our outstanding employee experience, we've been certified as a Great Place to Work™. So far, we have 10,000+ people working around the world, from our offices and remotely, to help us achieve our mission. And we're looking for more brilliant people. People who love building great products, redefining success, and turning the complexity of a chaotic world into the simplicity of a beautiful solution.

About the role

Our Compliance team blends regulatory expertise with data-driven thinking to make sure our products meet legal and policy requirements and deliver real value to customers. In a fast-moving, digital environment, they stay one step ahead by finding smart, scalable ways to manage conduct risk.

We’re looking for an experienced Regulatory Compliance Manager to safeguard our wealth and trading operations and lead the implementation of the regulatory framework around derivatives. You'll provide 2LoD compliance advisory oversight to ensure we meet our regulatory requirements and deliver good customer outcomes.

Up to shape what's next in finance? Let's get in touch.

What you'll be doing

• Advising the business on compliance requirements and related controls regarding manufacturer and principal responsibilities
• Reading large pieces of regulation and breaking down what needs to be done and how it applies to the business model
• Liaising with regulatory bodies on matters ranging from inspections to day-to-day queries
• Identifying, assessing, monitoring, and reporting on compliance risks in a MiFID II investment firm, including MAR and Personal Account Dealing
• Developing and implementing our compliance management system, particularly in relation to delivering compliant customer outcomes, managing the training program, reviewing marketing communications, and analysing complaints
• Ensuring scheduled monitoring and reported findings are carried out and followed up on
• Continuously reviewing the Compliance Monitoring Plan for optimisation
• Working with global Regulatory Compliance Managers to ensure that local risk management frameworks and processes are aligned with global ones

What you'll need

• Experience in a compliance role in/with investment firms
• Knowledge of MiFID II, EMIR, MAR, and other related regulations
• An in-depth understanding of regulatory requirements applicable to an investment firm
• The ability to work well under pressure, manage multiple projects at once, and meet tight deadlines
• Knowledge of how to conduct regulatory gap analysis, policy creation, and implementation
• Experience in compliance risk management within a consultancy, compliance function, or a regulator
• Expertise in regulatory requirements relating to consumer protection
• A willingness and passion to improve your knowledge/skills

Nice to have

• A professional certificate/diploma in compliance, and/or a willingness to take exams in the future
• A degree in business, finance, or law

Building a global financial super app isn’t enough. Our Revoluters are a priority, and that’s why in 2021 we launched our inaugural D&I Framework, designed to help us thrive and grow everyday. We're not just doing this because it's the right thing to do. We’re doing it because we know that seeking out diverse talent and creating an inclusive workplace is the way to create exceptional, innovative products and services for our customers. That’s why we encourage applications from people with diverse backgrounds and experiences to join this multicultural, hard-working team.

Important notice for candidates:

Job scams are on the rise. Please keep these guidelines in mind when applying for any open roles.

• Only apply through official Revolut channels. We don’t use any third-party services or platforms for our recruitment.

• Always double-check the emails you receive. Make sure all communications are being done through official Revolut emails, with an @revolut.com domain.

We won't ask for payment or personal financial information during the hiring process. If anyone does ask you for this, it’s a scam. Report it immediately.

By submitting this application, I confirm that all the information given by me in this application for employment and any additional documents attached hereto are true to the best of my knowledge and that I have not wilfully suppressed any material fact. I confirm I have disclosed if applicable any previous employment with Revolut. I accept that if any of the information given by me in this application is in any way false or incorrect, my application may be rejected, any offer of employment may be withdrawn or my employment with Revolut may be terminated summarily or I may be dismissed. By submitting this application, I agree that my personal data will be processed in accordance with Revolut's Candidate Privacy Notice